Useful Forms

AML & Payments Documentation

img-adobe-logo Acceptable/ Unacceptable AML
img-adobe-logo Payments Guide

Cantor Account Opening Forms

Client Asset Key Information Document

img-adobe-logo Client Asset Key Information Document

Personal – Account Opening Forms

img-adobe-logo Retail – Execution Only Account Opening Form
img-adobe-logo Retail –  Advisory Account Opening Form
img-adobe-logo Retail – Discretionary Account Opening Form
img-adobe-logo Professional – Execution Only Account Opening Form
img-adobe-logo Professional – Advisory Account Opening Form

Pension  – Account Opening Forms

img-adobe-logo Retail – Execution Only Account Opening Form
img-adobe-logo Retail – Advisory Account Opening Form
img-adobe-logo Retail – Discretionary Account Opening Form
img-adobe-logo Professional – Advisory Account Opening Form
img-adobe-logo Professional – Execution Account Opening Form

Cantor Fitzgerald Approved Retirement Fund (ARF) – Account Opening Forms

img-adobe-logo ARF- Execution Only Account Opening Form
img-adobe-logo ARF – Advisory Account Opening Form
img-adobe-logo ARF – Discretionary Account Opening Form

Cantor Fitzgerald Personal Retirement Bond (PRB) Account Opening Forms

img-adobe-logoPRB- Execution Only Account Opening Form
img-adobe-logoPRB- Advisory Account Opening Form
img-adobe-logoPRB- Discretionary Only Account Opening Form

Cantor Fitzgerald Personal Retirement Savings Account (PRSA) Account Opening Forms

img-adobe-logoPRSA- Execution Only Account Opening Form
img-adobe-logoPRSA- Advisory Account Opening Form
img-adobe-logoPRSA- Discretionary Only Account Opening Form

Corporate – Account Opening Forms

img-adobe-logo Retail – Execution Only Account Opening Form
img-adobe-logo Retail – Advisory Account Opening Form
img-adobe-logo Retail – Discretionary Account Opening Form
img-adobe-logo Professional – Advisory Account Opening Form
img-adobe-logo Professional – Execution Account Opening Form

Charity, Foundation, Religious Order – Account Opening Forms

img-adobe-logo Retail – Advisory Account Opening – Incorporated Entity/Trust/Unincorporated Association
img-adobe-logo Retail – Discretionary Account Opening Form – Incorporated Entity
img-adobe-logo Professional – Discretionary Account Opening Form – Incorporated Entity
img-adobe-logo Retail – Discretionary Account Opening Form – Trust/Unincorporated Association
img-adobe-logo Professional – Discretionary Account Opening Form – Trust/Unincorporated Association
img-adobe-logo Charity Tax Form

Probate – Account Opening Forms

img-adobe-logo Retail – Execution Only Account Opening Form

Self Directed Pension – Account Opening Forms

img-adobe-logo Aviva – Execution Only Account Opening Form
img-adobe-logo Aviva – Advisory Account Opening Form
img-adobe-logo
Aviva – Discretionary Account Opening Form
img-adobe-logo Aviva Investment Instruction Form (Structured Products)
img-adobe-logo Zurich – Advisory Account Opening Form
img-adobe-logo Zurich – Execution Only Account Opening Form
img-adobe-logo
SDIO Share Dealing Rate Card

Share Scheme – Account Opening Forms

img-adobe-logo Share Scheme – Execution Only Account Opening Form

Solicitors – Account Opening Forms

img-adobe-logo Solicitors – Execution Only Account Opening Form

Trust – Account Opening Forms

img-adobe-logo Trust – Execution Only Account Opening Form
img-adobe-logo Trust – Discretionary Service Account Opening Form
img-adobe-logo Trust – Advisory Service Account Opening Form

Credit Union – Account Opening Forms

img-adobe-logo Credit Union – Execution Only Account Opening Form

Other Forms

Structured Products / Corporate Finance Private Clients

img-adobe-logo Structured Product / Corporate Finance Application Form – Private Clients (Personal Investors)
img-adobe-logo Structured Product / Corporate Finance Application Form – Private Clients (ARF ARF Pension Investors)
img-adobe-logo Structured Product / Corporate Finance Application Form – Private Clients (Corporate Investors)

Intermediary Clients

img-adobe-logo Investment Form – Intermediary Clients (Personal Investors) 
img-adobe-logo Investment Form – Intermediary Clients (ARF Pension Investors)
img-adobe-logo Investment Form – Intermediary Clients (Corporate Investors)

Euroclear

img-adobe-logo Euroclear Bank Transfer Form

Crest

img-adobe-logo CREST Transfer Form
img-adobe-logo
Crest Change of Sponsor Form
img-adobe-logo
Crest Admission Agreement Form

Stock Transfer Forms

img-adobe-logo Stock Transfer Form (Ireland)
img-adobe-logo Stock Transfer Form (UK)

Green Effects Fund

img-adobe-logo KIID
img-adobe-logo Prospectus
img-adobe-logo
Green Effect Engagement Policy
img-adobe-logo Prospectus dated Dec 2022

img-adobe-logoRedemption Form (Off Platform)

Other Forms

img-adobe-logo Intermediary Bank detail form
img-adobe-logo Change of Personal Details
img-adobe-logo Limited Power of Attorney Form
img-adobe-logo
Client Communications Preferences Form
img-adobe-logoCRS/FATCA Form

img-adobe-logoCRS/FATCA Instructions and Definitions