Useful Forms

AML & Payments Documentation

 Acceptable/ Unacceptable AML
 Payments Guide

Cantor Account Opening Forms

Client Asset Key Information Document

Client Asset Key Information Document

Personal – Account Opening Forms

 Retail – Execution Only Account Opening Form
Retail –  Advisory Account Opening Form
 Retail – Discretionary Account Opening Form
 Professional – Execution Only Account Opening Form
 Professional – Advisory Account Opening Form

Pension  – Account Opening Forms

Retail – Execution Only Account Opening Form
Retail – Advisory Account Opening Form
Retail – Discretionary Account Opening Form
Professional – Advisory Account Opening Form
 Professional – Execution Account Opening Form

Cantor Fitzgerald Approved Retirement Fund (ARF) – Account Opening Forms

 ARF- Execution Only Account Opening Form
ARF – Advisory Account Opening Form
ARF – Discretionary Account Opening Form

Cantor Fitzgerald Personal Retirement Bond (PRB) Account Opening Forms

PRB- Execution Only Account Opening Form
PRB- Advisory Account Opening Form
PRB- Discretionary Only Account Opening Form

Cantor Fitzgerald Personal Retirement Savings Account (PRSA) Account Opening Forms

PRSA- Execution Only Account Opening Form
PRSA- Advisory Account Opening Form
PRSA- Discretionary Only Account Opening Form

Corporate – Account Opening Forms

 Retail – Execution Only Account Opening Form
 Retail – Advisory Account Opening Form
 Retail – Discretionary Account Opening Form
Professional – Advisory Account Opening Form
 Professional – Execution Account Opening Form

Charity, Foundation, Religious Order – Account Opening Forms

Retail – Advisory Account Opening – Incorporated Entity/Trust/Unincorporated Association
Retail – Discretionary Account Opening Form – Incorporated Entity
Professional – Discretionary Account Opening Form – Incorporated Entity
Retail – Discretionary Account Opening Form – Trust/Unincorporated Association
Professional – Discretionary Account Opening Form – Trust/Unincorporated Association
Charity Tax Form

Probate – Account Opening Forms

 Retail – Execution Only Account Opening Form

Self Directed Pension – Account Opening Forms

Aviva – Execution Only Account Opening Form
Aviva – Advisory Account Opening Form
Aviva – Discretionary Account Opening Form
 Aviva Investment Instruction Form (Structured Products)
Zurich – Advisory Account Opening Form
Zurich – Execution Only Account Opening Form
SDIO Share Dealing Rate Card

Share Scheme – Account Opening Forms

Share Scheme – Execution Only Account Opening Form

Solicitors – Account Opening Forms

Solicitors – Execution Only Account Opening Form

Trust – Account Opening Forms

Trust – Execution Only Account Opening Form
Trust – Discretionary Service Account Opening Form
Trust – Advisory Service Account Opening Form

Credit Union – Account Opening Forms

Credit Union – Execution Only Account Opening Form

Other Forms

Structured Products / Corporate Finance Private Clients

Structured Product / Corporate Finance Application Form – Private Clients (Personal Investors)
 Structured Product / Corporate Finance Application Form – Private Clients (ARF ARF Pension Investors)
 Structured Product / Corporate Finance Application Form – Private Clients (Corporate Investors)

Intermediary Clients

Investment Form – Intermediary Clients (Personal Investors) 
Investment Form – Intermediary Clients (ARF Pension Investors)
Investment Form – Intermediary Clients (Corporate Investors)

Euroclear

 Euroclear Bank Transfer Form

Crest

CREST Transfer Form
Crest Change of Sponsor Form
Crest Admission Agreement Form

Stock Transfer Forms

Stock Transfer Form (Ireland)
Stock Transfer Form (UK)

Green Effects Fund

KIID
Prospectus
Green Effect Engagement Policy
Prospectus dated Dec 2022

Redemption Form (Off Platform)

Other Forms

Intermediary Bank detail form
Change of Personal Details
 Limited Power of Attorney Form
Client Communications Preferences Form
CRS/FATCA Form
CRS/FATCA Instructions and Definitions