AML & Payments Documentation
Acceptable/ Unacceptable AML
Payments Guide
Cantor Account Opening Forms
Client Asset Key Information Document
Client Asset Key Information Document
Personal – Account Opening Forms
Retail – Execution Only Account Opening Form
Retail – Advisory Account Opening Form
Retail – Discretionary Account Opening Form
Professional – Execution Only Account Opening Form
Professional – Advisory Account Opening Form
Pension – Account Opening Forms
Retail – Execution Only Account Opening Form
Retail – Advisory Account Opening Form
Retail – Discretionary Account Opening Form
Professional – Advisory Account Opening Form
Professional – Execution Account Opening Form
Cantor Fitzgerald Approved Retirement Fund (ARF) – Account Opening Forms
ARF- Execution Only Account Opening Form
ARF – Advisory Account Opening Form
ARF – Discretionary Account Opening Form
Cantor Fitzgerald Personal Retirement Bond (PRB) Account Opening Forms
PRB- Execution Only Account Opening Form
PRB- Advisory Account Opening Form
PRB- Discretionary Only Account Opening Form
Cantor Fitzgerald Personal Retirement Savings Account (PRSA) Account Opening Forms
PRSA- Execution Only Account Opening Form
PRSA- Advisory Account Opening Form
PRSA- Discretionary Only Account Opening Form
Corporate – Account Opening Forms
Retail – Execution Only Account Opening Form
Retail – Advisory Account Opening Form
Retail – Discretionary Account Opening Form
Professional – Advisory Account Opening Form
Professional – Execution Account Opening Form
Charity, Foundation, Religious Order – Account Opening Forms
Retail – Advisory Account Opening – Incorporated Entity/Trust/Unincorporated Association
Retail – Discretionary Account Opening Form – Incorporated Entity
Professional – Discretionary Account Opening Form – Incorporated Entity
Retail – Discretionary Account Opening Form – Trust/Unincorporated Association
Professional – Discretionary Account Opening Form – Trust/Unincorporated Association
Charity Tax Form
Probate – Account Opening Forms
Retail – Execution Only Account Opening Form
Self Directed Pension – Account Opening Forms
Aviva – Execution Only Account Opening Form
Aviva – Advisory Account Opening Form
Aviva – Discretionary Account Opening Form
Aviva Investment Instruction Form (Structured Products)
Zurich – Advisory Account Opening Form
Zurich – Execution Only Account Opening Form
SDIO Share Dealing Rate Card
Share Scheme – Account Opening Forms
Share Scheme – Execution Only Account Opening Form
Solicitors – Account Opening Forms
Solicitors – Execution Only Account Opening Form
Trust – Account Opening Forms
Trust – Execution Only Account Opening Form
Trust – Discretionary Service Account Opening Form
Trust – Advisory Service Account Opening Form
Credit Union – Account Opening Forms
Credit Union – Execution Only Account Opening Form
Other Forms
Structured Products / Corporate Finance Private Clients
Structured Product / Corporate Finance Application Form – Private Clients (Personal Investors)
Structured Product / Corporate Finance Application Form – Private Clients (ARF ARF Pension Investors)
Structured Product / Corporate Finance Application Form – Private Clients (Corporate Investors)
Intermediary Clients
Investment Form – Intermediary Clients (Personal Investors)
Investment Form – Intermediary Clients (ARF Pension Investors)
Investment Form – Intermediary Clients (Corporate Investors)
Euroclear
Crest
CREST Transfer Form
Crest Change of Sponsor Form
Crest Admission Agreement Form
Stock Transfer Forms
Stock Transfer Form (Ireland)
Stock Transfer Form (UK)
Green Effects Fund
KIID
Prospectus
Green Effect Engagement Policy
Prospectus dated Dec 2022
Redemption Form (Off Platform)
Other Forms
Intermediary Bank detail form
Change of Personal Details
Limited Power of Attorney Form
Client Communications Preferences Form
CRS/FATCA Form
CRS/FATCA Instructions and Definitions